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You have the right to a planner who has integrity - When you know that your planner takes his or her professional obligations seriously, and places principles over personal gain, you can develop the type of partnership that is crucial to the success of any professional relationship.
You have the right to objective advice - Your planner should use his experience and judgment to carefully consider your situation, and provide you with advice that best meets your goals.
You have the right to a planner who is competent - You have the right to expect your planner to demonstrate an appropriate level of knowledge to offer financial planning advice, such as attainment of the CERTIFIED PUBLIC ACCOUNTANT certification.
You have the right to be treated fairly - Your planner should treat you the same way he would like to be treated in a professional relationship. This involves clearly stating what services will be provided and at what price. |
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You have the right to privacy - Your planner should keep your personal financial information in confidence, only sharing it with others to conduct business on your behalf, at your consent, or when ordered to do so by the courts.
You have the right to a planner who is professional - If your situation requires expertise that your planner does not possess, he or she should suggest other professionals who may assist you.
You have the right to a planner who is diligent - Your financial planner should discuss your goals and objectives with you and explain what you can expect from the relationship before engaging you as a client. Once the planner has determined that he can assist you and has gathered sufficient information, the planner should make, and, if appropriate implement recommendations that are suitable for you.
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